View:
Download DOC
Download PDF
Download XLS
Download XBRL

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


November 13, 2020
Date of report (Date of earliest event reported)

Surmodics, Inc.
(Exact Name of Registrant as Specified in its Charter)

Minnesota
  
0-23837
  
41-1356149
(State of Incorporation)
  
(Commission File Number)
  
(I.R.S. Employer
Identification No.)

9924 West 74th Street
Eden Prairie, Minnesota
  
 
55344
(Address of Principal Executive Offices)
  
(Zip Code)

(952) 500-7000
(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)
 
☐ Pre‑commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
 
☐ Pre‑commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))
 

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class
Trading Symbol(s)
Name of Each Exchange on Which Registered
Common Stock, $0.05 par value
SRDX
Nasdaq Global Select Market

 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
☐
   
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.02
 
 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(a)
 
 On November 13, 2020, Shawn T McCormick, a member of the Board of Directors of Surmodics, Inc. (the “Company”), informed the Company of his intention to resign from its Board of Directors.  Mr. McCormick’s resignation is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.  In order to assure the orderly board oversight of the preparation and filing of the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2020 (the “Form 10-K”), Mr. McCormick will continue to serve as a director of the Company through December 15, 2020, past the anticipated filing date of the Form 10-K.

Item 9.01
 
 Financial Statements and Exhibits.

(d)
 
 Exhibits.
                         
 
Exhibit
Number
  
Description
 
104
  
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
SURMODICS, INC.
   
Date:  November 18, 2020
/s/ Gordon S. Weber
 
Gordon S. Weber
 
Senior Vice President of Legal, General Counsel
 
and Secretary
EXHIBIT INDEX

 
Exhibit
Number
  
Description
 
104
  
Cover Page Interactive Data File (embedded within the Inline XBRL document)